Sze, Yin Cheung 史彥彰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL COMMODITIES LIMITED | Rep | Automated trading services | 2003-09-10 | 2004-03-02 | Rep | Dealing in futures contracts | 2003-09-10 | 2009-05-04 | Rep | Dealing in futures contracts | 2009-10-06 | 2011-03-01 | Rep | Dealing in futures contracts | 2014-03-12 | 2016-04-30 |
| 2 | CELESTIAL SECURITIES LIMITED | Rep | Automated trading services | 2003-09-10 | 2004-02-19 | Rep | Dealing in securities | 2003-09-10 | 2009-05-04 | Rep | Dealing in securities | 2009-10-06 | 2011-03-01 | Rep | Dealing in securities | 2014-03-12 | 2016-04-30 |
| 3 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2012-01-12 | 2014-01-31 | Rep | Dealing in futures contracts | 2017-04-07 | 2018-08-11 |
| 4 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2011-12-23 | 2014-01-31 | Rep | Dealing in securities | 2017-04-07 | 2018-08-11 |
| 5 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Dealing in futures contracts | 2011-03-08 | 2011-12-12 | Rep | Dealing in securities | 2011-03-08 | 2011-12-12 |
| 6 | ENLIGHTEN FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-05-08 | 2009-09-21 |
| 7 | ENLIGHTEN SECURITIES LIMITED | Rep | Dealing in securities | 2009-05-08 | 2009-09-21 |
| 8 | Glory Sun Securities Limited | Rep | Dealing in futures contracts | 2016-05-11 | 2016-06-21 | Rep | Dealing in securities | 2016-05-11 | 2016-12-31 | RO | Dealing in futures contracts | 2016-06-21 | 2016-12-31 | Rep | Dealing in futures contracts | 2018-09-26 | 2018-11-19 | Rep | Dealing in securities | 2018-09-26 | 2018-11-19 | RO | Dealing in futures contracts | 2018-11-19 | 2022-09-20 | RO | Dealing in securities | 2018-11-19 | 2024-02-06 | RO | Asset management | 2021-12-20 | 2022-07-05 | Rep | Asset management | 2022-07-05 | 2023-03-03 | RO | Asset management | 2023-03-03 | 2024-02-06 |
| 9 | Quam Securities Limited | Rep | Dealing in futures contracts | 2018-09-03 | 2018-09-11 | Rep | Dealing in securities | 2018-09-03 | 2018-09-11 |
| 10 | Redstone Asset Management Limited | RO | Advising on securities | 2024-03-20 | RO | Asset management | 2024-03-20 |
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