Man, Kwok Fai 文國輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2013-07-25 | |
| 2 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2013-07-25 | |
| 3 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2008-12-19 | 2012-02-16 |
| 4 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-12-19 | 2012-02-16 |
| 5 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2008-12-19 | 2012-02-16 |
| 6 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-12-19 | 2013-07-17 |
| 7 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2012-12-19 | 2013-07-17 |
| 8 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-02-29 | 2012-05-14 | Rep | Dealing in securities | 2012-02-29 | 2012-05-14 |
| 9 | WOCOM LIMITED (HK) | Rep | Dealing in futures contracts | 2005-04-08 | 2008-11-28 |
| 10 | WOCOM SECURITIES LIMITED | Rep | Dealing in securities | 2005-02-15 | 2008-11-28 |
| 11 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2012-06-04 | 2012-12-11 | Rep | Dealing in securities | 2012-06-04 | 2012-12-11 |
| 12 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2012-07-04 | 2012-12-12 | Rep | Dealing in securities | 2012-07-04 | 2012-12-12 |
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