Mok, Kam Wu 莫錦湖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2011-07-11 | 2012-02-01 |
| 2 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2011-07-11 | 2012-02-01 |
| 3 | GLOBAL INVESTMENT ADVISORS LIMITED | Rep | Advising on securities | 2004-12-07 | 2006-08-24 |
| 4 | Lion Global Financial Limited | Rep | Advising on securities | 2006-09-15 | 2008-10-25 |
| 5 | Quam Securities Limited | Rep | Advising on securities | 2008-11-14 | 2011-07-01 | Rep | Dealing in securities | 2009-07-06 | 2011-07-01 |
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