Tai, Ka Yee (SFC:ANH346) 戴嘉儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CUBE CAPITAL HK LIMITED | Rep | Asset management | 2009-05-20 | 2014-06-30 |
2 | DESCARTES GLOBAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2007-10-18 | 2008-08-31 |
3 | HT CAPITAL MANAGEMENT LIMITED | Rep | Asset management | 2014-07-07 | 2014-08-29 |
4 | Rakuten Securities Hong Kong Limited | Rep | Leveraged foreign exchange trading | 2006-04-24 | 2006-05-18 |
5 | TEMUJIN GLOBAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2008-10-02 | 2009-01-08 |
6 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-05-30 | 2007-06-09 |
7 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-05-30 | 2007-06-09 |
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