Ching, Tak Kei 程德基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHONG HING SECURITIES LIMITED | Rep | Dealing in securities | 2008-06-10 | 2011-04-07 |
2 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Dealing in futures contracts | 2015-01-14 | 2015-04-18 | Rep | Dealing in securities | 2015-01-14 | 2015-04-18 |
3 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-07-25 | 2013-07-19 | Rep | Dealing in futures contracts | 2011-10-04 | 2013-07-19 |
4 | Monex Boom Securities (H.K.) Limited | Rep | Dealing in securities | 2013-08-16 | 2014-04-21 |
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