Lau, Hon Wai (SFC:ACI109) 劉漢威

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 DBS VICKERS (HONG KONG) LIMITED Rep Dealing in futures contracts 2010-12-17 2013-05-31
Rep Dealing in securities 2010-12-17 2013-05-31
2 EWARTON SECURITIES LIMITED Rep Dealing in securities 2003-09-16 2005-08-22
3 First Fidelity Capital (International) Limited Rep Advising on securities 2016-09-09 2017-01-03
Rep Dealing in securities 2016-09-09 2017-01-03
RO Advising on securities 2017-01-03 2019-03-17
RO Dealing in securities 2017-01-03 2019-03-17
4 FULL WIN SECURITIES LIMITED RO Dealing in securities 2019-12-06 2020-01-19
5 Golden K2 Securities Limited Rep Dealing in securities 2020-04-02 2020-05-28
RO Dealing in securities 2020-05-28 2021-02-28
6 Initial Capital Securities Limited RO Advising on securities 2022-07-15
RO Asset management 2022-07-15
RO Dealing in securities 2022-07-15
7 Maxcess Capital Limited RO Advising on securities 2020-05-28 2021-02-28
RO Asset management 2020-05-28 2021-02-28
8 Solomon Capital Management Limited (HK) Rep Advising on securities 2021-05-17 2021-07-19
Rep Asset management 2021-05-17 2021-07-19
Rep Dealing in securities 2021-05-17 2021-07-19
RO Advising on securities 2021-07-19 2022-01-10
RO Asset management 2021-07-19 2022-01-10
RO Dealing in securities 2021-07-19 2022-01-10
9 SUN GROWTH SECURITIES LIMITED Rep Advising on corporate finance 2003-08-29
Rep Advising on securities 2003-08-29
Rep Asset management 2003-08-29
Rep Dealing in securities 2003-08-29
10 Yuanta Asia Investment (Hong Kong) Limited Rep Dealing in futures contracts 2005-08-24 2010-12-15
Rep Dealing in securities 2005-08-24 2010-12-15

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