Yau, Cheuk Man 丘卓文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | DBS VICKERS (HONG KONG) LIMITED | Rep | Advising on securities | 2006-05-08 | |
2 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2005-02-03 | 2006-04-22 |
3 | SOUTH CHINA RESEARCH LIMITED | Rep | Advising on corporate finance | 2004-01-14 | Rep | Asset management | 2004-01-14 | Rep | Advising on securities | 2005-01-11 |
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