Lan, Qingwen (SFC:AWW400) 藍青文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-02-25 | 2011-10-25 |
| 2 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2011-02-25 | 2011-10-25 |
| 3 | HUAJIN FUTURES (INTERNATIONAL) LIMITED | Rep | Dealing in futures contracts | 2016-08-15 | 2016-10-31 |
| 4 | HUAJIN SECURITIES (INTERNATIONAL) LIMITED | Rep | Dealing in securities | 2016-08-15 | 2016-10-31 |
| 5 | IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in futures contracts | 2013-04-02 | 2015-06-26 | Rep | Dealing in securities | 2013-04-02 | 2015-06-26 |
| 6 | KOALA CAPITAL MANAGEMENT LIMITED | Rep | Asset management | 2018-01-26 | 2018-10-18 | RO | Asset management | 2018-10-18 | 2019-01-31 |
| 7 | KOALA SECURITIES LIMITED | Rep | Dealing in securities | 2016-05-31 | 2016-07-08 | Rep | Dealing in securities | 2016-11-08 | 2017-02-27 | RO | Advising on securities | 2017-02-27 | 2019-01-31 | RO | Dealing in securities | 2017-02-27 | 2019-01-31 |
| 8 | Leeds Fund International Limited | Rep | Advising on securities | 2019-07-02 | 2019-07-30 | Rep | Asset management | 2019-07-02 | 2019-07-30 | RO | Advising on securities | 2019-07-30 | 2019-08-31 | RO | Asset management | 2019-07-30 | 2019-08-31 |
| 9 | Leeds Securities Investment Limited | Rep | Dealing in securities | 2019-07-02 | 2019-07-30 | RO | Dealing in securities | 2019-07-30 | 2019-08-31 |
| 10 | MAGIC COMPASS ASSET MANAGEMENT LIMITED | RO | Asset management | 2022-04-11 | 2024-03-19 |
| 11 | MAGIC COMPASS FUTURES LIMITED | Rep | Advising on futures contracts | 2023-05-03 | 2024-03-20 | Rep | Dealing in futures contracts | 2023-05-03 | 2024-03-20 |
| 12 | Prime Cdex Securities Limited | RO | Advising on securities | 2023-05-03 | 2024-03-19 | RO | Dealing in securities | 2023-05-03 | 2024-03-19 |
| 13 | VI ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2019-09-16 | 2019-10-11 | Rep | Asset management | 2019-09-16 | 2019-10-11 | Rep | Dealing in securities | 2019-09-16 | 2019-10-11 | RO | Advising on securities | 2019-10-11 | 2022-01-21 | RO | Asset management | 2019-10-11 | 2022-01-21 | RO | Dealing in securities | 2019-10-11 | 2022-01-21 |
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