So, Kuen Kei 蘇權機
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Sun Life Financial Asia Services Limited | Rep | Advising on securities | 2006-08-30 | 2007-03-30 |
| 2 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-03-28 | 2008-10-02 |
| 3 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2008-03-28 | 2008-10-02 |
| 4 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2009-05-25 | 2015-04-25 |
| 5 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-04-11 | 2015-04-25 |
| 6 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-05-21 | 2015-09-01 |
| 7 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-05-21 | 2015-09-01 |
| 8 | HUAJIN FUTURES (INTERNATIONAL) LIMITED | Rep | Dealing in futures contracts | 2015-10-22 | 2017-03-25 |
| 9 | HUAJIN SECURITIES (INTERNATIONAL) LIMITED | Rep | Dealing in securities | 2015-10-22 | 2017-03-25 |
| 10 | Chuenman Securities Limited | Rep | Dealing in securities | 2017-04-24 | 2017-06-19 |
| 11 | Chuenman Securities Limited | RO | Dealing in securities | 2017-06-19 | 2019-04-01 |
| 12 | Gong Ping Securities Limited | Rep | Dealing in securities | 2019-06-28 | 2019-11-11 |
| 13 | Gong Ping Futures Limited | RO | Dealing in futures contracts | 2019-11-08 | |
| 14 | Gong Ping Securities Limited | RO | Dealing in securities | 2019-11-11 |
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