To, Andrew Koon Hung 杜冠雄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Tiger Faith Asset Management Limited | Rep | Asset management | 2021-02-16 | |
| 2 | Tiger Faith Securities Limited | Rep | Dealing in securities | 2021-02-16 | |
| 3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-08-14 | |
| 4 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Asset management | 2003-08-14 | |
| 5 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Automated trading services | 2003-08-14 | |
| 6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | RO | Advising on corporate finance | 2003-08-14 | |
| 7 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | RO | Advising on securities | 2003-08-14 | |
| 8 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | RO | Asset management | 2003-08-14 | |
| 9 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | RO | Automated trading services | 2003-08-14 | |
| 10 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2003-08-14 | |
| 11 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-03-01 | |
| 12 | HAITONG INTERNATIONAL RESEARCH LIMITED | RO | Advising on securities | 2011-03-01 | |
| 13 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2003-08-14 | 2011-03-01 |
| 14 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2004-01-29 | 2011-03-01 |
| 15 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2004-08-06 | 2011-03-01 |
| 16 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2007-07-24 | 2011-03-01 |
| 17 | EMPEROR SECURITIES LIMITED (HK) | Rep | Advising on securities | 2011-03-07 | 2011-05-13 |
| 18 | Emperor Asset Management Limited | Rep | Asset management | 2011-03-07 | 2013-06-29 |
| 19 | EMPEROR FUTURES LIMITED | Rep | Advising on futures contracts | 2011-03-07 | 2013-06-29 |
| 20 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-03-07 | 2013-06-29 |
| 21 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2011-03-07 | 2013-06-29 |
| 22 | EMPEROR SECURITIES LIMITED (HK) | RO | Advising on securities | 2011-05-13 | 2013-06-29 |
| 23 | CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED | Rep | Dealing in securities | 2013-07-17 | 2014-07-04 |
| 24 | CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED | RO | Advising on securities | 2014-02-14 | 2017-01-31 |
| 25 | CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED | RO | Asset management | 2014-05-02 | 2017-01-31 |
| 26 | CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED | RO | Dealing in securities | 2014-07-04 | 2017-01-31 |
| 27 | MORGAN FUEL GO SECURITIES LIMITED | Rep | Advising on securities | 2017-02-07 | 2017-03-20 |
| 28 | MORGAN FUEL GO SECURITIES LIMITED | Rep | Dealing in securities | 2017-02-07 | 2017-03-20 |
| 29 | MORGAN FUEL GO SECURITIES LIMITED | RO | Advising on securities | 2017-03-20 | 2018-12-31 |
| 30 | MORGAN FUEL GO SECURITIES LIMITED | RO | Dealing in securities | 2017-03-20 | 2018-12-31 |
| 31 | MORGAN FUEL GO SECURITIES LIMITED | RO | Asset management | 2017-10-13 | 2018-12-31 |
| 32 | GRAND CARTEL HONG KONG ASSET MANAGEMENT LIMITED | Rep | Asset management | 2019-01-07 | 2019-01-15 |
| 33 | GRAND CARTEL HONG KONG ASSET MANAGEMENT LIMITED | RO | Asset management | 2019-01-15 | 2020-12-10 |
| 34 | Grand Cartel Securities Company Limited | RO | Dealing in securities | 2019-07-05 | 2021-02-01 |
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