Lao, Hong Fat 劉康發
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2012-11-07 | 2013-04-25 |
| 2 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-12-24 | 2013-04-25 |
| 3 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Dealing in futures contracts | 2013-05-13 | 2014-05-16 | Rep | Dealing in securities | 2013-05-13 | 2014-05-16 |
| 4 | Emperor Asset Management Limited | Rep | Asset management | 2018-02-20 | 2021-03-19 |
| 5 | EMPEROR FUTURES LIMITED | Rep | Advising on futures contracts | 2008-03-06 | 2010-05-07 | Rep | Dealing in futures contracts | 2008-03-06 | 2010-05-07 | Rep | Dealing in futures contracts | 2014-06-18 | 2021-03-19 |
| 6 | EMPEROR SECURITIES LIMITED (HK) | Rep | Advising on securities | 2008-03-06 | 2010-05-07 | Rep | Dealing in securities | 2008-03-06 | 2012-11-01 | Rep | Dealing in securities | 2014-06-18 | 2021-03-19 |
| 7 | VALUABLE CAPITAL LIMITED | Rep | Dealing in securities | 2021-05-25 | 2021-10-07 | Rep | Dealing in futures contracts | 2021-06-18 | 2021-10-07 | RO | Dealing in futures contracts | 2021-10-07 | RO | Dealing in securities | 2021-10-07 | RO | Advising on futures contracts | 2023-06-01 | RO | Advising on securities | 2023-06-01 | RO | Asset management | 2023-06-01 |
| 8 | VMI Securities Limited | Rep | Dealing in securities | 2021-04-23 | 2021-05-03 |
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