Yip, Ka Lung 葉家龍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CES Capital International (Hong Kong) Co., Limited | RO | Dealing in futures contracts | 2008-03-20 | 2009-03-04 | RO | Dealing in securities | 2008-03-20 | 2009-03-04 |
2 | CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED | RO | Dealing in futures contracts | 2005-09-21 | 2007-05-01 |
3 | Constance Capital Limited (HK) | RO | Dealing in securities | 2016-12-19 | 2023-06-30 | RO | Advising on securities | 2018-03-13 | 2023-06-30 | RO | Asset management | 2018-03-13 | 2023-06-30 |
4 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2004-07-16 | 2005-03-17 |
5 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2004-08-12 | 2005-03-17 |
6 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2004-07-16 | 2005-03-17 |
7 | ELSTONE SECURITIES LIMITED | Rep | Dealing in securities | 2003-11-10 | 2004-07-15 |
8 | Essence Futures (Hong Kong) Limited | RO | Advising on futures contracts | 2010-10-25 | 2012-08-13 | RO | Dealing in futures contracts | 2010-10-25 | 2012-08-13 |
9 | Essence International Financial Holdings Limited | Rep | Advising on securities | 2010-09-07 | 2010-10-13 | Rep | Dealing in securities | 2010-09-07 | 2010-10-13 | RO | Advising on securities | 2010-10-13 | 2012-08-13 | RO | Dealing in securities | 2010-10-13 | 2012-08-13 |
10 | Essence International Securities (Hong Kong) Limited | RO | Advising on securities | 2011-06-28 | 2012-08-13 | RO | Dealing in securities | 2011-06-28 | 2012-08-13 |
11 | HAI TONG SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in futures contracts | 2009-08-18 | 2009-09-03 | Rep | Dealing in securities | 2009-08-18 | 2009-09-03 | RO | Dealing in futures contracts | 2009-09-03 | 2010-08-18 | RO | Dealing in securities | 2009-09-03 | 2010-08-18 | RO | Advising on futures contracts | 2009-12-16 | 2010-08-18 | RO | Advising on securities | 2009-12-16 | 2010-08-18 |
12 | HAITONG INTERNATIONAL FUTURES LIMITED | RO | Advising on futures contracts | 2010-05-20 | 2010-08-18 | RO | Dealing in futures contracts | 2010-05-20 | 2010-08-18 |
13 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | RO | Advising on securities | 2010-05-20 | 2010-08-18 | RO | Dealing in securities | 2010-05-20 | 2010-08-18 |
14 | Hong Kong Securities (International) Company Limited | Rep | Advising on securities | 2014-01-10 | 2014-02-10 | Rep | Dealing in securities | 2014-01-10 | 2014-02-10 | RO | Advising on securities | 2014-02-10 | 2014-12-22 | RO | Dealing in securities | 2014-02-10 | 2014-12-22 | RO | Asset management | 2014-06-11 | 2014-12-22 |
15 | ICBC (Asia) Futures Company Limited | RO | Advising on futures contracts | 2013-07-23 | 2013-12-17 | RO | Dealing in futures contracts | 2013-07-23 | 2013-12-17 |
16 | ICBC INTERNATIONAL FUTURES LIMITED | RO | Dealing in futures contracts | 2009-05-06 | 2009-08-13 |
17 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-03-16 | 2009-05-05 | RO | Dealing in securities | 2009-05-05 | 2009-08-13 |
18 | KAM LUEN SECURITIES LIMITED | RO | Advising on securities | 2023-09-26 | RO | Asset management | 2023-09-26 | RO | Dealing in securities | 2023-09-26 |
19 | orientiert XYZ Securities Limited | Rep | Dealing in securities | 2015-01-09 | 2015-02-26 | RO | Dealing in securities | 2015-02-26 | 2016-10-21 | RO | Dealing in futures contracts | 2016-03-24 | 2016-10-21 |
20 | Public Financial Securities Limited | Rep | Advising on corporate finance | 2003-10-02 | Rep | Advising on securities | 2003-10-02 | Rep | Asset management | 2003-10-02 | Rep | Dealing in securities | 2003-10-02 |
21 | Public Futures Limited | Rep | Advising on futures contracts | 2003-10-02 | Rep | Asset management | 2003-10-02 | Rep | Dealing in futures contracts | 2003-10-02 |
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