Yip, Ka Lung 葉家龍

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Apricot Capital (Hong Kong) Limited Rep Dealing in securities 2003-11-10 2004-07-15
2 CES Capital International (Hong Kong) Co., Limited RO Dealing in futures contracts 2008-03-20 2009-03-04
RO Dealing in securities 2008-03-20 2009-03-04
3 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED RO Dealing in futures contracts 2005-09-21 2007-05-01
4 Constance Capital Limited (HK) RO Dealing in securities 2016-12-19 2023-06-30
RO Advising on securities 2018-03-13 2023-06-30
RO Asset management 2018-03-13 2023-06-30
5 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED Rep Dealing in securities 2004-07-16 2005-03-17
6 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED Rep Dealing in futures contracts 2004-08-12 2005-03-17
7 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED Rep Dealing in securities 2004-07-16 2005-03-17
8 HAI TONG SECURITIES (HK) BROKERAGE LIMITED Rep Dealing in futures contracts 2009-08-18 2009-09-03
Rep Dealing in securities 2009-08-18 2009-09-03
RO Dealing in futures contracts 2009-09-03 2010-08-18
RO Dealing in securities 2009-09-03 2010-08-18
RO Advising on futures contracts 2009-12-16 2010-08-18
RO Advising on securities 2009-12-16 2010-08-18
9 HAITONG INTERNATIONAL FUTURES LIMITED RO Advising on futures contracts 2010-05-20 2010-08-18
RO Dealing in futures contracts 2010-05-20 2010-08-18
10 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED RO Advising on securities 2010-05-20 2010-08-18
RO Dealing in securities 2010-05-20 2010-08-18
11 Hong Kong Securities (International) Company Limited Rep Advising on securities 2014-01-10 2014-02-10
Rep Dealing in securities 2014-01-10 2014-02-10
RO Advising on securities 2014-02-10 2014-12-22
RO Dealing in securities 2014-02-10 2014-12-22
RO Asset management 2014-06-11 2014-12-22
12 ICBC (Asia) Futures Company Limited RO Advising on futures contracts 2013-07-23 2013-12-17
RO Dealing in futures contracts 2013-07-23 2013-12-17
13 ICBC INTERNATIONAL FUTURES LIMITED RO Dealing in futures contracts 2009-05-06 2009-08-13
14 ICBC INTERNATIONAL SECURITIES LIMITED Rep Dealing in securities 2009-03-16 2009-05-05
RO Dealing in securities 2009-05-05 2009-08-13
15 KAM LUEN SECURITIES LIMITED RO Advising on securities 2023-09-26 2024-10-09
RO Asset management 2023-09-26 2024-10-09
RO Dealing in securities 2023-09-26 2024-10-09
16 oOo Securities (HK) Group Limited Rep Dealing in securities 2015-01-09 2015-02-26
RO Dealing in securities 2015-02-26 2016-10-21
RO Dealing in futures contracts 2016-03-24 2016-10-21
17 Public Financial Securities Limited Rep Advising on corporate finance 2003-10-02
Rep Advising on securities 2003-10-02
Rep Asset management 2003-10-02
Rep Dealing in securities 2003-10-02
18 Public Futures Limited Rep Advising on futures contracts 2003-10-02
Rep Asset management 2003-10-02
Rep Dealing in futures contracts 2003-10-02
19 SDIC Securities International Financial Holdings Limited Rep Advising on securities 2010-09-07 2010-10-13
Rep Dealing in securities 2010-09-07 2010-10-13
RO Advising on securities 2010-10-13 2012-08-13
RO Dealing in securities 2010-10-13 2012-08-13
20 SDICS International Futures (Hong Kong) Limited RO Advising on futures contracts 2010-10-25 2012-08-13
RO Dealing in futures contracts 2010-10-25 2012-08-13
21 SDICS International Securities (Hong Kong) Limited RO Advising on securities 2011-06-28 2012-08-13
RO Dealing in securities 2011-06-28 2012-08-13

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