Chiu, Hon Wah (SFC:ABP616) 趙漢華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Essence Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2011-05-20 | 2019-05-20 | RO | Dealing in futures contracts | 2019-05-20 | 2022-06-24 | Rep | Dealing in futures contracts | 2022-06-24 | 2023-01-01 |
| 2 | Essence International Financial Holdings Limited | Rep | Dealing in securities | 2011-05-20 | 2014-09-15 |
| 3 | Essence International Securities (Hong Kong) Limited | Rep | Dealing in securities | 2011-05-20 | 2019-05-20 | RO | Dealing in securities | 2019-05-20 | 2022-06-24 | Rep | Dealing in securities | 2022-06-24 | 2023-01-01 |
| 4 | HAI TONG SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in futures contracts | 2008-03-14 | 2010-10-14 | Rep | Dealing in securities | 2008-03-14 | 2010-10-14 |
| 5 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-04-13 | 2010-10-14 |
| 6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-04-13 | 2010-10-14 |
| 7 | Well Link International Securities Limited | Rep | Advising on futures contracts | 2003-06-13 | 2004-08-09 | Rep | Asset management | 2003-06-13 | 2004-08-09 | Rep | Automated trading services | 2003-06-13 | 2004-08-24 | Rep | Dealing in futures contracts | 2003-06-13 | 2004-08-24 |
| 8 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2004-08-24 | 2008-02-18 | Rep | Dealing in securities | 2005-02-17 | 2008-02-18 |
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