Leung, Kathie Wai Kan 梁僡芹
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CVP Securities Limited | Rep | Dealing in securities | 2010-03-29 | 2013-01-28 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2008-01-22 | 2008-02-07 |
| 3 | PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2006-09-05 | 2007-04-11 | Rep | Advising on securities | 2007-06-11 | 2008-01-01 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-09-05 | 2007-04-11 | Rep | Dealing in securities | 2007-05-21 | 2008-01-01 | Rep | Dealing in securities | 2013-02-04 |
| 5 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-04-18 | 2007-04-20 |
| 6 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2008-02-26 | 2010-03-24 |
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