Suen, Tin Yan 孫天欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CVP Asset Management Limited | Rep | Advising on securities | 2019-07-25 | 2020-04-18 | Rep | Asset management | 2019-07-25 | 2020-04-18 |
| 2 | CVP Securities Limited | Rep | Dealing in securities | 2019-06-11 | 2020-06-01 |
| 3 | Equities First Holdings Hong Kong Limited | Rep | Dealing in securities | 2017-03-01 | 2017-03-24 |
| 4 | ETRADE SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2011-07-22 | 2014-03-08 | Rep | Dealing in securities | 2011-07-22 | 2014-03-08 |
| 5 | GRANSING SECURITIES CO., LIMITED | Rep | Dealing in securities | 2020-06-15 | 2021-08-19 | Rep | Advising on securities | 2020-06-16 | 2021-08-19 | Rep | Asset management | 2020-06-16 | 2022-03-08 | RO | Advising on securities | 2021-08-19 | 2022-07-08 | RO | Dealing in securities | 2021-08-19 | 2022-07-08 | RO | Asset management | 2022-03-08 | 2022-07-08 |
| 6 | KINGDOM INVESTMENT MANAGERS LIMITED | RO | Advising on securities | 2022-08-26 | 2022-12-31 | RO | Asset management | 2022-08-26 | 2022-12-31 |
| 7 | ORIENT SECURITIES LIMITED | RO | Advising on securities | 2023-01-13 | 2024-03-31 | RO | Asset management | 2023-01-13 | 2024-03-31 | RO | Dealing in securities | 2023-01-13 | 2024-03-31 |
| 8 | RUIFENG SECURITIES LIMITED | Rep | Advising on securities | 2018-10-18 | 2019-05-25 | Rep | Dealing in securities | 2018-10-18 | 2019-05-25 | Rep | Asset management | 2019-04-04 | 2019-05-25 |
| 9 | SUNHIGH FINANCIAL HOLDINGS LIMITED | Rep | Advising on securities | 2017-05-11 | 2017-10-16 | Rep | Dealing in securities | 2017-05-11 | 2017-10-16 | Rep | Asset management | 2017-06-21 | 2017-10-16 |
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