Chau, Kon Wang 周幹弘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CVP Securities Limited | Rep | Dealing in securities | 2011-11-07 | 2012-08-15 |
| 2 | FIRST WORLDSEC SECURITIES LIMITED | Rep | Dealing in securities | 2008-02-29 | 2011-10-25 |
| 3 | Genting Securities Limited | Rep | Dealing in securities | 2012-08-28 | 2015-02-10 | RO | Dealing in securities | 2015-02-10 | 2015-10-30 |
| 4 | MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-11-26 | |
| 5 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-11-09 | 2016-07-29 | RO | Dealing in securities | 2016-07-29 |
| 6 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2004-03-18 | 2005-09-26 | RO | Dealing in securities | 2005-09-26 | 2006-02-25 |
| 7 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-02-27 | Rep | Advising on securities | 2004-02-27 | Rep | Dealing in securities | 2004-03-16 | Rep | Dealing in securities | 2006-03-09 | 2008-02-15 |
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