Chan, Sai Hei 陳世喜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on securities | 2014-01-27 | 2016-05-09 | Rep | Dealing in securities | 2014-01-27 | 2016-05-09 |
2 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2014-01-27 | 2016-05-09 |
3 | FORTUNE (HK) SECURITIES LIMITED | Rep | Dealing in securities | 2011-09-14 | 2012-01-06 |
4 | MONEY CONCEPTS (ASIA) HOLDINGS LIMITED | Rep | Advising on securities | 2011-05-20 | 2011-08-31 | Rep | Dealing in securities | 2011-05-20 | 2011-08-31 | Rep | Advising on securities | 2012-02-03 | 2012-08-08 | Rep | Dealing in securities | 2012-02-03 | 2012-08-08 |
5 | Principal Investment & Retirement Services Limited | Rep | Advising on securities | 2013-04-12 | 2013-10-24 | Rep | Dealing in securities | 2013-04-12 | 2013-10-24 | RO | Advising on securities | 2013-10-24 | 2013-12-12 | RO | Dealing in securities | 2013-10-24 | 2013-12-12 |
6 | Quam Securities Limited | Rep | Advising on securities | 2012-08-30 | 2013-03-14 | Rep | Dealing in securities | 2012-08-30 | 2013-03-14 |
7 | SSC MANDARIN FINANCIAL SERVICES LIMITED | Rep | Advising on securities | 2008-01-18 | RO | Advising on securities | 2008-01-18 | 2009-08-27 |
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