Chow, Gigi Tak Chi 周德芝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Friedmann Pacific Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2011-07-14 | 2013-01-31 |
| 2 | Friedmann Pacific Asset Management (Hong Kong) Limited | Rep | Asset management | 2011-07-14 | 2013-01-31 |
| 3 | Sino-Rich Securities & Futures Limited | Rep | Dealing in securities | 2011-07-14 | 2013-01-31 |
| 4 | SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2013-02-18 | 2014-05-12 |
| 5 | SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED | Rep | Asset management | 2013-02-18 | 2014-05-12 |
| 6 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2013-02-18 | 2014-05-12 |
| 7 | ICBC Asset Management (Global) Company Limited | Rep | Advising on securities | 2016-04-20 | 2023-02-14 |
| 8 | ICBC Asset Management (Global) Company Limited | Rep | Asset management | 2016-04-20 | 2023-02-14 |
| 9 | Maxcess Capital Limited | Rep | Advising on securities | 2023-03-20 | |
| 10 | Maxcess Capital Limited | Rep | Asset management | 2023-03-20 |
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