Tse, Cheuk Kit 謝卓傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2008-08-26 | 2010-06-05 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2009-03-18 | 2010-06-05 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2008-05-08 | 2010-06-05 |
| 4 | Sino-Rich Securities & Futures Limited | Rep | Dealing in futures contracts | 2011-04-11 | 2012-05-31 | Rep | Dealing in securities | 2011-04-11 | 2012-05-31 |
| 5 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2010-06-30 | 2010-12-22 | Rep | Dealing in securities | 2010-06-30 | 2010-12-22 | Rep | Leveraged foreign exchange trading | 2010-06-30 | 2010-12-22 |
| 6 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2012-07-31 | 2015-06-08 | Rep | Dealing in securities | 2012-07-31 | 2015-06-08 | Rep | Leveraged foreign exchange trading | 2013-03-04 | 2015-06-08 |
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