Lau, Po Ki 劉保棋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2004-11-09 | 2005-01-21 |
2 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-10-23 | 2018-02-01 | Rep | Dealing in futures contracts | 2020-09-07 | 2022-10-24 |
3 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2009-10-23 | 2018-02-01 | Rep | Dealing in securities | 2020-09-07 | 2022-10-24 |
4 | Future Growth Financial Services Limited | Rep | Dealing in futures contracts | 2018-05-14 | 2020-04-30 | Rep | Dealing in securities | 2018-05-14 | 2020-04-30 |
5 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-08-24 | 2009-08-15 |
6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2005-03-22 | 2009-08-15 | Rep | Dealing in securities | 2005-11-22 | 2009-08-15 |
7 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2022-11-04 | |
8 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2022-11-04 |
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