Lui, Jimme Shu Wing 呂樹榮

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CINDA INTERNATIONAL SECURITIES LIMITED Rep Advising on corporate finance 2004-01-09
Rep Advising on securities 2004-01-09
Rep Asset management 2004-01-09
Rep Automated trading services 2004-01-09
Rep Dealing in securities 2006-02-28
2 FULBRIGHT SECURITIES LIMITED Rep Dealing in securities 2008-12-19 2017-01-10
Rep Dealing in securities 2021-07-22
3 SANFULL SECURITIES LIMITED Rep Dealing in securities 2017-01-18 2021-07-06
4 Sino-Rich Securities & Futures Limited Rep Dealing in securities 2007-10-25 2008-11-30
5 TIMES SECURITIES COMPANY LIMITED Rep Dealing in securities 2006-03-03 2007-10-06

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