Lui, Jimme Shu Wing 呂樹榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-01-09 | Rep | Advising on securities | 2004-01-09 | Rep | Asset management | 2004-01-09 | Rep | Automated trading services | 2004-01-09 | Rep | Dealing in securities | 2006-02-28 |
2 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2008-12-19 | 2017-01-10 | Rep | Dealing in securities | 2021-07-22 |
3 | SANFULL SECURITIES LIMITED | Rep | Dealing in securities | 2017-01-18 | 2021-07-06 |
4 | Sino-Rich Securities & Futures Limited | Rep | Dealing in securities | 2007-10-25 | 2008-11-30 |
5 | TIMES SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2006-03-03 | 2007-10-06 |
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