So, Ka Hin 蘇嘉軒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CSC FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2008-01-25 | 2010-03-16 |
| 2 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2008-01-25 | 2010-03-16 |
| 3 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2010-06-03 | |
| 4 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2006-07-27 | 2007-08-30 |
| 5 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-04-19 | 2007-08-30 |
| 6 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-09-10 | 2008-01-11 |
| 7 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-09-10 | 2008-01-11 |
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