Cao, Zhiming 曹智銘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2007-08-17 | 2009-02-28 |
| 2 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-08-17 | 2009-02-28 |
| 3 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2007-08-17 | 2009-02-28 |
| 4 | Essence Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2012-07-09 | 2013-02-23 |
| 5 | Essence International Securities (Hong Kong) Limited | Rep | Dealing in securities | 2012-07-09 | 2013-02-23 |
| 6 | HAI TONG SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in futures contracts | 2010-03-08 | 2011-05-03 | Rep | Dealing in securities | 2010-03-08 | 2011-05-03 |
| 7 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-04-15 | 2012-06-28 |
| 8 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-04-15 | 2012-06-28 |
| 9 | OKASAN INTERNATIONAL (ASIA) LIMITED | Rep | Dealing in futures contracts | 2009-03-17 | 2009-12-31 | Rep | Dealing in securities | 2009-03-17 | 2009-12-31 |
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