Lai, Dick Wai (SFC:AEJ001) 黎廸韋

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Essence Futures (Hong Kong) Limited Rep Dealing in futures contracts 2012-10-05
2 Essence International Securities (Hong Kong) Limited Rep Dealing in securities 2012-10-05
3 Essence International Securities (Hong Kong) Limited Rep Advising on securities 2016-02-03
4 BNP PARIBAS PEREGRINE FUTURES LIMITED Rep Advising on futures contracts 2003-11-12
5 BNP PARIBAS PEREGRINE FUTURES LIMITED Rep Asset management 2003-11-12
6 BNP PARIBAS PEREGRINE FUTURES LIMITED Rep Dealing in futures contracts 2003-11-12
7 BNP PARIBAS SECURITIES (ASIA) LIMITED Rep Advising on corporate finance 2003-11-12
8 BNP PARIBAS SECURITIES (ASIA) LIMITED Rep Advising on securities 2003-11-12
9 BNP PARIBAS SECURITIES (ASIA) LIMITED Rep Asset management 2003-11-12
10 BNP PARIBAS SECURITIES (ASIA) LIMITED Rep Dealing in securities 2003-11-12
11 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED Rep Dealing in securities 2004-06-16 2006-09-19
12 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED Rep Dealing in futures contracts 2004-06-16 2006-09-19
13 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED Rep Dealing in securities 2004-06-16 2006-09-19
14 BOCI SECURITIES LIMITED Rep Dealing in futures contracts 2006-09-25 2008-08-28
15 BOCI SECURITIES LIMITED Rep Dealing in securities 2006-09-25 2008-08-28
16 HAI TONG SECURITIES (HK) BROKERAGE LIMITED Rep Dealing in futures contracts 2008-09-11 2011-05-03
17 HAI TONG SECURITIES (HK) BROKERAGE LIMITED Rep Dealing in securities 2008-09-11 2011-05-03
18 HAITONG INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2010-04-15 2012-09-29
19 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Dealing in securities 2010-04-15 2012-09-29

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