Lai, Dick Wai (SFC:AEJ001) 黎廸韋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BNP PARIBAS PEREGRINE FUTURES LIMITED | Rep | Advising on futures contracts | 2003-11-12 | Rep | Asset management | 2003-11-12 | Rep | Dealing in futures contracts | 2003-11-12 |
2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-11-12 | Rep | Advising on securities | 2003-11-12 | Rep | Asset management | 2003-11-12 | Rep | Dealing in securities | 2003-11-12 |
3 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2006-09-25 | 2008-08-28 | Rep | Dealing in securities | 2006-09-25 | 2008-08-28 |
4 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2004-06-16 | 2006-09-19 |
5 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2004-06-16 | 2006-09-19 |
6 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2004-06-16 | 2006-09-19 |
7 | HAI TONG SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in futures contracts | 2008-09-11 | 2011-05-03 | Rep | Dealing in securities | 2008-09-11 | 2011-05-03 |
8 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-04-15 | 2012-09-29 |
9 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-04-15 | 2012-09-29 |
10 | SDICS International Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2012-10-05 | |
11 | SDICS International Securities (Hong Kong) Limited | Rep | Dealing in securities | 2012-10-05 | Rep | Advising on securities | 2016-02-03 | 2024-01-25 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy