Lau, Hoi Ming 劉海明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Evergrande Securities (Hong Kong) Limited | Rep | Dealing in securities | 2006-05-09 | 2006-06-15 |
| 2 | HENYEP SECURITIES LIMITED | Rep | Dealing in securities | 2006-08-08 | 2014-09-30 |
| 3 | Quam Securities Limited | Rep | Advising on corporate finance | 2003-04-14 | Rep | Advising on securities | 2003-04-14 | Rep | Asset management | 2003-04-14 | Rep | Dealing in securities | 2003-04-14 |
| 4 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2003-04-30 | 2006-03-10 |
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