Chan, Cheuk Yiu 陳焯堯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Essence Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2013-01-30 | 2013-08-26 |
| 2 | Essence International Securities (Hong Kong) Limited | Rep | Dealing in securities | 2013-01-30 | 2013-08-26 |
| 3 | Fosun International Securities Limited | Rep | Advising on corporate finance | 2018-01-10 | 2019-07-19 | Rep | Dealing in securities | 2018-01-10 | 2019-07-19 |
| 4 | Funderstone Futures Limited | Rep | Dealing in futures contracts | 2012-08-16 | 2013-01-15 |
| 5 | Funderstone Securities Limited | Rep | Dealing in securities | 2012-08-16 | 2013-01-15 |
| 6 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in securities | 2016-03-18 | 2017-11-24 |
| 7 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | Dealing in securities | 2015-11-06 | 2016-06-27 | Rep | Advising on corporate finance | 2015-11-06 | 2017-11-24 | RO | Dealing in securities | 2016-06-27 | 2017-11-24 |
| 8 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2010-08-23 | 2012-05-13 |
| 9 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2010-08-23 | 2012-05-13 |
| 10 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2010-06-18 | 2012-05-13 |
| 11 | LEGENDS ASSET MANAGEMENT LIMITED | Rep | Asset management | 2013-09-19 | 2013-11-11 |
| 12 | PARTNERS CAPITAL INTERNATIONAL LIMITED | Rep | Advising on corporate finance | 2015-08-17 | 2015-09-15 |
| 13 | PARTNERS CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2015-07-15 | 2015-09-15 |
| 14 | Qiaocheng (Asia) Asset Management Company Limited | RO | Advising on securities | 2021-06-29 | 2022-05-16 | RO | Asset management | 2021-06-29 | 2022-05-16 |
| 15 | RiverCircle Investments Limited | Rep | Advising on securities | 2022-06-13 | 2022-08-22 | Rep | Asset management | 2022-06-13 | 2022-08-22 | RO | Advising on securities | 2022-08-22 | RO | Asset management | 2022-08-22 |
| 16 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2014-06-04 | 2015-07-03 |
| 17 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2014-06-04 | 2015-07-03 |
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