Kwan, Andy Tin Pui 關天培
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-02-16 | 2017-12-20 | RO | Advising on futures contracts | 2017-12-20 | 2020-03-14 | RO | Dealing in futures contracts | 2017-12-20 | 2020-03-14 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Leveraged foreign exchange trading | 2015-02-16 | 2016-05-23 | Rep | Dealing in securities | 2015-02-16 | 2020-03-14 | Rep | Advising on securities | 2015-04-10 | 2020-03-14 |
| 3 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2008-07-28 | 2013-12-20 |
| 4 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2008-06-19 | 2013-12-20 |
| 5 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2008-06-19 | 2013-12-20 |
| 6 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-01-02 | 2015-01-09 |
| 7 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-01-02 | 2015-01-09 |
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