Yeung, Ho Shing 楊浩昇

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 HSBC BROKING FOREX (ASIA) LIMITED Rep Leveraged foreign exchange trading 2005-10-25 2020-04-08
2 HSBC BROKING FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2004-01-05 2020-04-08
3 HSBC BROKING SECURITIES (ASIA) LIMITED Rep Dealing in securities 2004-01-05 2021-08-31
Rep Advising on securities 2015-02-24 2015-08-31
4 HSBC BROKING SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2018-05-18 2020-04-08
5 UOB KAY HIAN (HONG KONG) LIMITED Rep Dealing in securities 2021-09-17 2022-02-07
6 UOB KAY HIAN FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2021-12-03 2022-02-07

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