Lee, Andrew Yeng 李英揚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEAR STEARNS ASIA LIMITED | Rep | Advising on corporate finance | 2004-12-09 | Rep | Advising on securities | 2004-12-09 | Rep | Asset management | 2004-12-09 | Rep | Automated trading services | 2004-12-09 | Rep | Dealing in securities | 2008-05-30 | Rep | Dealing in futures contracts | 2005-12-01 | 2008-05-30 |
| 2 | BEAR STEARNS HONG KONG LIMITED | Rep | Advising on futures contracts | 2004-12-09 | Rep | Asset management | 2004-12-09 | Rep | Dealing in futures contracts | 2004-12-09 |
| 3 | BTIG Hong Kong Limited | Rep | Dealing in securities | 2012-10-22 | 2013-06-28 |
| 4 | GFI (HK) SECURITIES L.L.C. | Rep | Dealing in securities | 2008-11-14 | 2010-07-16 |
| 5 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2010-08-17 | 2012-07-17 |
| 6 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-12-01 | 2016-07-08 | RO | Dealing in securities | 2016-07-08 | 2021-10-11 |
| 7 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2014-02-06 | 2014-07-31 |
| 8 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2022-01-25 | 2022-10-06 |
| 9 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2022-01-25 | 2022-10-06 | Rep | Automated trading services | 2022-02-24 | 2022-10-06 |
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