Creedon, Tom
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | GFI (HK) SECURITIES L.L.C. | Rep | Automated trading services | 2015-12-04 | 2017-03-08 | Rep | Dealing in securities | 2015-12-04 | 2017-03-08 |
2 | ICAP Equities Asia Limited | Rep | Dealing in securities | 2010-01-15 | 2012-07-27 |
3 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2008-10-13 | 2008-12-08 |
4 | Newedge Broker Limited | Rep | Automated trading services | 2007-08-22 | 2008-12-08 | Rep | Dealing in futures contracts | 2007-08-22 | 2008-12-08 | Rep | Dealing in securities | 2007-08-22 | 2008-12-08 |
5 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-10-13 | 2008-12-08 | Rep | Dealing in securities | 2008-10-13 | 2008-12-08 |
6 | Sunrise Brokers (Hong Kong) Limited | Rep | Dealing in futures contracts | 2012-08-30 | 2014-12-10 | Rep | Dealing in securities | 2012-08-30 | 2014-12-10 |
7 | T.F.S. Derivatives HK Limited | Rep | Dealing in securities | 2015-01-02 | 2015-06-25 | Rep | Dealing in futures contracts | 2015-06-15 | 2015-06-25 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy