Sohn, Charles Chongho
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Dealing in securities | 2016-03-08 | 2018-11-30 |
| 2 | GFI (HK) SECURITIES L.L.C. | Rep | Dealing in securities | 2009-10-27 | 2011-02-14 |
| 3 | ICAP Equities Asia Limited | Rep | Dealing in securities | 2011-04-01 | 2015-06-05 |
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