Yang, Yan (SFC:ALW928) 楊仁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | Advising on securities | 2006-01-10 | 2007-08-01 | Rep | Dealing in securities | 2006-09-11 | 2007-08-01 |
| 2 | CAIIS Limited | Rep | Advising on securities | 2005-06-06 | 2005-11-25 |
| 3 | ICBC (ASIA) SECURITIES LIMITED | RO | Advising on securities | 2009-08-24 | 2019-11-18 | RO | Dealing in securities | 2009-08-24 | 2019-11-18 |
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