Chan, Ka Yeung (SFC:ALH659) 陳家揚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Asset Management One Hong Kong Limited | Rep | Advising on securities | 2010-03-11 | 2010-04-01 | Rep | Asset management | 2010-03-11 | 2010-04-01 |
| 2 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2007-08-14 | 2008-07-20 |
| 3 | CHIEF COMMODITIES LIMITED | Rep | Advising on futures contracts | 2006-06-03 | 2006-06-12 |
| 4 | CHIEF SECURITIES LIMITED | Rep | Advising on securities | 2006-06-03 | 2006-06-12 |
| 5 | CHINA EVERBRIGHT RESEARCH LIMITED | Rep | Advising on securities | 2006-08-24 | 2007-07-22 |
| 6 | China Securities (International) Brokerage Company Limited | Rep | Advising on securities | 2015-10-22 | 2018-10-05 |
| 7 | DBS VICKERS (HONG KONG) LIMITED | Rep | Advising on securities | 2018-10-25 | |
| 8 | ICBC INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2010-06-22 | 2013-10-17 |
| 9 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2004-10-26 | 2005-11-11 |
| 10 | SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | Rep | Advising on securities | 2006-06-27 | 2006-08-05 |
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