Kwan, Chung Tsz 關頌慈
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ICBC Asset Management (Global) Company Limited | Rep | Advising on futures contracts | 2015-11-09 | 2020-07-06 | Rep | Advising on securities | 2015-11-09 | 2020-07-06 | Rep | Asset management | 2015-11-09 | 2020-07-06 |
| 2 | Interactive Brokers LLC | Rep | Dealing in futures contracts | 2013-10-24 | 2014-08-09 | Rep | Dealing in securities | 2013-10-24 | 2014-08-09 | Rep | Leveraged foreign exchange trading | 2014-01-27 | 2014-08-09 |
| 3 | KGI ASIA LIMITED | Rep | Advising on securities | 2011-07-29 | 2013-10-15 | Rep | Dealing in securities | 2011-07-29 | 2013-10-15 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-03-15 | 2013-10-15 |
| 5 | KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-06-18 | 2013-10-15 |
| 6 | Open Securities Limited | Rep | Dealing in futures contracts | 2014-08-25 | 2015-04-07 | Rep | Dealing in securities | 2014-08-25 | 2015-04-07 | Rep | Dealing in futures contracts | 2015-05-15 | 2015-08-31 | Rep | Dealing in securities | 2015-05-15 | 2015-08-31 |
| 7 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2021-01-04 | 2023-03-20 |
| 8 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2021-01-04 | 2023-03-20 |
| 9 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-04-15 | 2015-04-24 |
| 10 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-04-15 | 2015-04-24 |
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