Lam, Barry Joe Fung Tai 林逢泰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2014-12-30 | 2016-06-30 | Rep | Dealing in securities | 2016-07-01 | 2023-08-07 |
| 2 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2014-12-30 | 2023-08-07 |
| 3 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2014-12-30 | 2016-06-30 |
| 4 | Goldin Equities Limited | Rep | Dealing in securities | 2008-04-25 | 2008-09-30 |
| 5 | KGI ASIA LIMITED | Rep | Dealing in securities | 2008-10-20 | 2013-03-09 |
| 6 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-11-06 | 2013-03-09 |
| 7 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2006-04-10 | 2006-07-14 |
| 8 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-12-06 | 2006-07-14 |
| 9 | Quam Securities Limited | Rep | Dealing in futures contracts | 2006-07-31 | 2008-02-13 | Rep | Dealing in securities | 2006-07-31 | 2008-02-13 |
| 10 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2013-04-09 | 2014-07-30 |
| 11 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2013-04-09 | 2014-07-30 |
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