Liu, Chi Hang (SFC:APF049) 廖智行
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2007-07-04 | 2007-12-07 | Rep | Dealing in securities | 2018-04-13 | 2019-05-01 |
| 2 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2018-04-13 | 2019-05-01 |
| 3 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2007-07-04 | 2007-12-07 |
| 4 | CSC FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2014-10-17 | 2017-05-31 |
| 5 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2014-10-17 | 2017-05-31 |
| 6 | KGI ASIA LIMITED | Rep | Dealing in securities | 2009-02-09 | 2014-09-29 |
| 7 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-03-11 | 2014-09-29 |
| 8 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2008-01-23 | 2009-01-19 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy