Mok, Gavin Dick Hung 莫湋苙

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Crosby Securities Limited Rep Advising on securities 2015-09-14 2017-05-31
Rep Dealing in securities 2015-09-14 2017-05-31
Rep Advising on securities 2019-03-18 2020-10-01
Rep Dealing in securities 2019-03-18 2020-10-01
2 Guosen Securities (HK) Brokerage Company, Limited Rep Dealing in securities 2014-08-15 2015-08-19
Rep Advising on securities 2015-04-09 2015-08-19
3 HSBC BROKING FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2014-06-24 2014-08-09
4 HSBC BROKING SECURITIES (ASIA) LIMITED Rep Dealing in securities 2014-06-24 2014-08-09
5 KGI ASIA LIMITED Rep Dealing in securities 2010-07-15 2012-10-11
RO Dealing in securities 2012-10-11 2013-10-01
6 KGI FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2010-07-15 2012-05-01
7 MIZUHO SECURITIES ASIA LIMITED Rep Dealing in securities 2007-08-23 2010-06-05
8 Prime Cdex Futures Limited Rep Dealing in futures contracts 2004-09-18 2005-12-15
9 Prime Cdex Securities Limited Rep Dealing in securities 2004-09-18 2005-12-15
10 UOB KAY HIAN (HONG KONG) LIMITED Rep Dealing in securities 2007-06-27 2007-08-20
11 UOB KAY HIAN FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2007-08-17 2007-08-20

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