Shih, Mei Ling 施美伶
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2006-02-28 | 2006-09-18 |
| 2 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2006-06-23 | 2006-09-18 |
| 3 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2006-02-28 | 2006-09-18 |
| 4 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2005-12-02 | 2006-02-25 |
| 5 | HANG TAI SECURITIES LIMITED | Rep | Dealing in securities | 2023-02-15 | 2023-03-23 | RO | Dealing in securities | 2023-03-23 |
| 6 | KGI ASIA LIMITED | Rep | Dealing in securities | 2006-09-21 | 2017-10-02 | Rep | Advising on securities | 2008-03-18 | 2017-10-02 | Rep | Advising on securities | 2017-10-03 | 2022-09-30 | Rep | Dealing in securities | 2017-10-03 | 2022-09-30 |
| 7 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-09-21 | 2022-09-30 |
| 8 | SINO CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2022-10-18 | 2022-10-21 | RO | Dealing in securities | 2022-10-21 | 2023-01-30 |
| 9 | Vantum Futures Limited | Rep | Dealing in futures contracts | 2023-03-20 | 2023-04-18 | RO | Dealing in futures contracts | 2023-04-18 | 2023-10-17 |
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