Chen, Chih-ching 陳志清
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AISANCE ASSET MANAGEMENT LIMITED | Rep | Asset management | 2011-08-23 | 2013-10-16 |
| 2 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2007-12-14 | 2009-06-07 | Rep | Advising on securities | 2009-06-17 | 2011-02-25 |
| 3 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-12-14 | 2009-06-07 |
| 4 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2007-12-14 | 2009-06-07 |
| 5 | GUOTAI JUNAN FUND MANAGEMENT LIMITED | Rep | Advising on securities | 2015-11-02 | 2016-06-23 | Rep | Asset management | 2015-11-02 | 2016-06-23 | Rep | Dealing in securities | 2015-11-02 | 2016-06-23 |
| 6 | HARVEST GLOBAL INVESTMENTS LIMITED | Rep | Advising on securities | 2013-10-22 | 2015-08-31 | Rep | Asset management | 2013-10-22 | 2015-08-31 |
| 7 | Hong Tai Securities Limited | RO | Advising on securities | 2017-08-04 | 2018-05-17 | RO | Asset management | 2017-08-04 | 2018-05-17 | RO | Dealing in securities | 2017-08-04 | 2018-05-17 |
| 8 | SIMPLEX ASSET MANAGEMENT (HK) COMPANY LIMITED | Rep | Advising on securities | 2018-08-31 | 2018-10-26 | Rep | Asset management | 2018-08-31 | 2018-10-26 | RO | Advising on securities | 2018-10-26 | 2019-03-01 | RO | Asset management | 2018-10-26 | 2019-03-01 |
| 9 | Sinostar Asset Management Limited | Rep | Advising on securities | 2019-03-18 | 2019-03-28 | Rep | Asset management | 2019-03-18 | 2019-03-28 | RO | Advising on securities | 2019-03-28 | 2019-09-26 | RO | Asset management | 2019-03-28 | 2019-09-26 |
| 10 | Sinostar Securities Limited | Rep | Dealing in securities | 2019-03-18 | 2019-03-28 | RO | Dealing in securities | 2019-03-28 | 2019-09-26 |
| 11 | WAN LUNG SECURITIES LIMITED | RO | Advising on securities | 2019-11-05 | 2022-08-31 | RO | Asset management | 2019-11-05 | 2022-08-31 | RO | Dealing in securities | 2019-11-05 | 2022-08-31 |
| 12 | Wiseview Asset Management Limited | RO | Advising on securities | 2023-02-17 | RO | Asset management | 2023-02-17 |
| 13 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Advising on securities | 2011-03-29 | 2011-07-29 |
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