Chan, Emily Yee Mee 陳綺薇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-07-02 | 2017-09-09 |
| 2 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-07-09 | Rep | Advising on securities | 2003-07-09 | Rep | Asset management | 2003-07-09 | Rep | Dealing in securities | 2017-09-09 |
| 3 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2024-02-14 | 2024-08-30 | Rep | Dealing in securities | 2024-02-14 | 2024-08-30 | RO | Advising on corporate finance | 2024-08-30 | RO | Dealing in securities | 2024-08-30 |
| 4 | VMS Securities Limited | Rep | Dealing in securities | 2017-10-03 | 2020-02-11 | Rep | Advising on corporate finance | 2017-11-21 | 2020-02-11 | RO | Advising on corporate finance | 2020-02-11 | 2023-12-30 | RO | Dealing in securities | 2020-02-11 | 2023-12-30 |
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