Li, Sing Yeung 李聲揚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DBS VICKERS (HONG KONG) LIMITED | Rep | Advising on securities | 2017-08-17 | 2018-09-07 |
| 2 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2006-06-26 | 2010-12-09 | RO | Advising on securities | 2010-12-09 | 2014-02-18 | Rep | Dealing in securities | 2013-02-28 | 2014-02-18 |
| 3 | OnePlatform Securities Limited | Rep | Advising on securities | 2019-05-06 | 2019-06-17 | Rep | Dealing in securities | 2019-05-06 | 2021-03-13 | RO | Advising on securities | 2019-06-17 | 2021-03-13 |
| 4 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2016-08-17 | 2016-11-18 | Rep | Dealing in securities | 2016-08-17 | 2017-02-12 | RO | Advising on securities | 2016-11-18 | 2017-02-12 | Rep | Dealing in securities | 2017-02-13 | 2017-06-16 | RO | Advising on securities | 2017-02-13 | 2017-06-16 |
| 5 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2014-04-15 | 2017-02-12 |
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