Mok, Eric (SFC:AHX010) 莫俊遠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2014-04-09 | 2014-07-03 |
| 2 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-07-09 | Rep | Advising on securities | 2003-07-09 | Rep | Asset management | 2003-07-09 | Rep | Dealing in securities | 2014-01-07 |
| 3 | ORIENTAL PATRON SECURITIES LIMITED | Rep | Dealing in securities | 2016-05-19 | 2016-08-15 | RO | Advising on securities | 2016-08-15 | 2018-01-23 | RO | Dealing in securities | 2016-08-15 | 2018-01-23 |
| 4 | SUNFUND SECURITIES LIMITED | Rep | Advising on securities | 2018-07-17 | 2018-11-20 | Rep | Dealing in securities | 2018-07-17 | 2018-11-20 |
| 5 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-07-21 | 2016-05-12 |
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