Lau, Wung Koon 劉宏觀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Advising on corporate finance | 2004-03-11 | Rep | Automated trading services | 2004-03-11 | Rep | Advising on securities | 2004-04-29 | Rep | Asset management | 2004-04-29 | Rep | Dealing in securities | 2006-10-25 |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2006-10-25 | |
| 3 | Essence Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2021-01-26 | |
| 4 | Essence International Securities (Hong Kong) Limited | Rep | Dealing in securities | 2021-01-26 | |
| 5 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in futures contracts | 2007-10-30 | 2014-11-03 | Rep | Dealing in securities | 2007-10-30 | 2014-11-03 |
| 6 | MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-10-27 | 2007-10-27 | Rep | Dealing in futures contracts | 2015-05-05 | 2015-11-30 |
| 7 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-10-27 | 2007-10-27 | Rep | Dealing in securities | 2015-05-05 | 2015-11-30 |
| 8 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2015-12-24 | 2017-04-30 | Rep | Dealing in futures contracts | 2018-02-20 | 2020-03-31 |
| 9 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2015-12-24 | 2017-04-30 | Rep | Dealing in securities | 2018-02-20 | 2020-03-31 |
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