Ma, Joanne Chung Yan 馬縱欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2014-02-24 | 2020-12-04 | Rep | Dealing in futures contracts | 2014-02-24 | 2020-12-04 | Rep | Dealing in securities | 2014-02-24 | 2020-12-04 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2004-03-02 | Rep | Advising on securities | 2004-03-02 | Rep | Asset management | 2004-03-02 | Rep | Automated trading services | 2004-03-02 | Rep | Dealing in securities | 2013-11-09 | Rep | Advising on securities | 2011-10-31 | 2013-11-09 |
| 3 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2004-03-02 | Rep | Advising on securities | 2004-03-02 | Rep | Asset management | 2004-03-02 | Rep | Dealing in securities | 2004-03-02 | Rep | Dealing in futures contracts | 2010-09-20 | 2013-11-09 |
| 4 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-03-05 | 2010-09-20 |
| 5 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2020-12-17 | Rep | Dealing in securities | 2020-12-17 |
| 6 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2020-12-17 |
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