Siu, Philip Lap Kuen 蕭立權
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2006-03-22 | 2013-10-17 | Rep | Advising on securities | 2011-11-24 | 2013-10-17 |
| 2 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-09-07 | 2013-10-17 |
| 3 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2014-01-14 | Rep | Dealing in securities | 2014-01-14 |
| 4 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-01-14 |
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