Cheung, Yee Fan 張懿帆
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEAR STEARNS ASIA LIMITED | Rep | Dealing in futures contracts | 2007-03-19 | 2009-05-08 | Rep | Dealing in securities | 2007-03-19 | 2009-05-08 |
| 2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-06-05 | 2009-05-08 | Rep | Dealing in securities | 2008-06-05 | 2009-05-08 | Rep | Advising on futures contracts | 2008-06-24 | 2009-05-08 | Rep | Advising on securities | 2008-06-24 | 2009-05-08 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2005-01-04 | 2007-02-13 |
| 4 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2005-01-04 | 2007-02-13 |
| 5 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-01-04 | 2007-02-13 |
| 6 | Mirae Asset Securities (HK) Limited | Rep | Advising on securities | 2009-05-26 | 2011-07-18 | Rep | Dealing in securities | 2009-05-26 | 2013-04-10 |
| 7 | SBI China Capital Commodities Limited | Rep | Asset management | 2004-02-24 | 2004-12-28 | Rep | Dealing in futures contracts | 2004-02-24 | 2004-12-28 |
| 8 | SBI China Capital Securities Limited | Rep | Advising on corporate finance | 2004-01-07 | Rep | Advising on securities | 2004-01-07 | Rep | Asset management | 2004-12-28 | Rep | Dealing in securities | 2004-12-28 |
| 9 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-07-02 | |
| 10 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-10-25 |
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