Lam, Monica Ze Wa 林詩華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEAR STEARNS ASIA LIMITED | Rep | Dealing in securities | 2007-05-02 | 2008-05-30 |
| 2 | BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-04-21 | 2018-12-17 | Rep | Dealing in securities | 2015-04-21 | 2018-12-17 | Rep | Asset management | 2015-05-26 | 2018-12-17 |
| 3 | CLSA FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-12-07 | 2006-09-01 |
| 4 | CLSA LIMITED | Rep | Dealing in securities | 2004-12-07 | 2006-09-01 |
| 5 | IMPERIAL CAPITAL LIMITED (HK) | Rep | Asset management | 2006-12-08 | 2007-02-22 |
| 6 | Mirae Asset Securities (HK) Limited | Rep | Dealing in securities | 2009-04-07 | 2013-04-10 |
| 7 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2004-11-23 | |
| 8 | Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | 2004-01-10 | Rep | Advising on securities | 2004-01-10 | Rep | Asset management | 2004-01-10 | Rep | Dealing in securities | 2004-11-23 |
| 9 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-07-02 | 2013-12-31 |
| 10 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-08-26 | 2013-12-31 |
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