Yeung, Tsui Yan 楊翠茵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEAR STEARNS ASIA LIMITED | Rep | Dealing in futures contracts | 2007-04-24 | 2009-02-28 | Rep | Dealing in securities | 2007-04-24 | 2009-02-28 |
| 2 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on securities | 2014-03-05 | 2018-11-23 | Rep | Dealing in securities | 2014-03-05 | 2018-11-23 |
| 3 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2018-12-07 | 2022-04-14 | Rep | Dealing in securities | 2018-12-07 | 2022-04-14 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2006-08-15 | 2007-04-14 |
| 5 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2006-08-15 | 2007-04-14 |
| 6 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-08-15 | 2007-04-14 |
| 7 | Mirae Asset Securities (HK) Limited | Rep | Dealing in securities | 2010-01-05 | 2013-04-10 |
| 8 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-05-27 | 2014-02-11 |
| 9 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-08-19 | 2014-02-11 |
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