Ng, Yin Lam (SFC:AGK085) 吳彥霖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Arta Global Markets Limited | Rep | Advising on securities | 2021-02-09 | 2022-01-11 | Rep | Dealing in securities | 2021-02-09 | 2022-01-11 |
| 2 | ASG FUTURES LIMITED | Rep | Advising on futures contracts | 2003-09-08 | Rep | Asset management | 2003-09-08 | Rep | Dealing in futures contracts | 2003-12-03 |
| 3 | ASG MANAGEMENT LIMITED (HK) | Rep | Advising on corporate finance | 2003-09-08 | Rep | Advising on securities | 2003-09-08 | Rep | Asset management | 2003-09-08 | Rep | Dealing in securities | 2003-12-03 |
| 4 | Emperio Securities And Assets Management Limited | Rep | Advising on securities | 2020-03-31 | 2021-01-31 | Rep | Dealing in securities | 2020-03-31 | 2021-01-31 |
| 5 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2022-01-25 | |
| 6 | ORIENT SECURITIES LIMITED | Rep | Dealing in securities | 2009-01-07 | 2013-04-27 |
| 7 | PIPER JAFFRAY ASIA FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-01-05 | 2009-01-01 |
| 8 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2005-01-05 | 2009-01-01 |
| 9 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2003-12-17 | 2005-01-05 |
| 10 | PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2003-12-17 | 2005-01-05 |
| 11 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2013-05-06 | 2017-05-31 |
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